Lead and continue to build the firm’s compliance program, including:
• Responsible for the day-to-day operation of the compliance program.
• Ensure full compliance with MAS regulations, AML requirements, rules, and guidelines pertaining to digital assets products.
• Develop, review, and implement compliance policies, procedures, and controls to mitigate risks and ensure adherence to regulatory standards.
• Conduct regular monitoring, surveillance using internal tools and vendor systems to identify and address any compliance issues or potential risks.
• Provide compliance training to staff members on relevant regulatory requirements and updates.
• Serve as a key point of contact for internal queries related to compliance matters, offering guidance and support to various departments.
• Interface with regulatory authorities and external auditors as necessary, ensuring timely and accurate responses to inquiries and reporting requirements.
• Conduct risk assessments, including AML risk assessments, and assist in the development of risk management strategies to maintain a robust compliance framework.
• Keep abreast of regulatory changes, industry trends, and best practices to ensure the firm's compliance practices remain up-to-date and effective.